jcamacho9823 jcamacho9823

14-08-2020
Business

contestada

An investment adviser registered with the SEC under the Investment Advisers Act of 1940 changes from an S Corporation to a C Corporation. Which statement is TRUE

Respuesta :

topeadeniran2 topeadeniran2

18-08-2020

Answer: An amendment to form ADV has to be filed promptly with SEC.

Explanation:

It should be noted that the form ADV which will be filed with the Securities Exchange Commission (SEC) consist of the compensation that will be received, the business history of the firm, disclosure of conflicts of interest and to know if the adviser has discretion or not.

Answer Link

Otras preguntas

If f(x)=x^2+3 and g(x)= -x-1 find the value of: 1. (g+f)(2) 2. (f/g)(1) 3. (g-f)(6)

At Quincy Middle School, there are 45 girls and 27 boys in the sixth grade. There are two sixth grade classrooms. Ms. Alvarado's class has twice as many girls a

How did the Great Depression affect cotton farmers?

3 + 1 < 10 solve, then graph the solution

For each verb listed, write its present participle first and write its past participle second. Am become begin catch buy come do fall choose

Which of the following is a consequence of spending more than you make? A cycle of debt Stress Missed opportunity to save and invest All of the above im thinkin

Which organelle produces sugars while releasing oxygen, and in which cell could it be found? a the Golgi apparatus, which can be found in lung cells of animals

Which body of water flows through Caribbean South America?

Systems of Equations: Solve each system by setting the equations equal to each other and solving. y=x y= -x

Moscow, St. Petersburg, and Kiev are located a. west of the Ural mountains. b. north of the Ural mountains. c. east of the Ural Mountains. d. in western Siberia