Rihanna resigns from her position as a Series 7 registered representative with Princeton Securities, a FINRA member firm, where she has worked for five years. After completing an accelerated graduate studies program, and receiving a Ph.D. in 30 months, she wishes to return to her prior position as a registered representative. In order to do so she

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12-08-2021
Business

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Rihanna resigns from her position as a Series 7 registered representative with Princeton Securities, a FINRA member firm, where she has worked for five years. After completing an accelerated graduate studies program, and receiving a Ph.D. in 30 months, she wishes to return to her prior position as a registered representative. In order to do so she

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topeadeniran2 topeadeniran2 · Answer 1 · 2021-08-13T13:33:26+02:00

Since Rihanna wants to return to her prior position as a registered representative, then she must retake and pass both the SIE and the Series 7 exams.

A registered representative refers to someone who works with the clients that are into the trading of investments line bonds and stocks.

In this case, since Rihanna had already resigned from her position, for her to return to her prior position as a registered representative, then she should take the SIE and the Series 7 exams and pass both of them.

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